BROWN, Circuit Judge:
With the enactment of the Fair Treatment for Experienced Pilots Act of 2007 ("FTEPA" or "Act"), Pub.L. No. 110-135, 121 Stat. 1450, Congress repealed the Federal Aviation Administration's ("FAA") long-contested "Age 60 Rule" and extended the maximum age for piloting commercial flights by five years to 65. FTEPA marked a significant victory for opponents of the old regime, but not everyone was satisfied. Under the Act's nonretroactivity provision, 49 U.S.C. § 44729(e)(1), pilots who had turned 60 prior to FTEPA's enactment date and did not qualify for either one of two narrowly drawn statutory exceptions would be denied the benefits of the Age 65 Rule and, as was often the case, terminated.
Denied these extra years of employment as commercial pilots, the aggrieved over-60 pilots sued. Plaintiffs in Adams v. United States, 796 F.Supp.2d 67 (D.D.C. 2011), challenged the constitutionally of
Believing as we do that FTEPA passes constitutional muster and should be interpreted as the Emory defendants have done, we affirm the District Courts' judgments as to all claims not dismissed as moot.
First implemented in 1959, FAA's so-called Age 60 Rule barred any person 60 years of age or older from serving as a pilot in flights conducted under Part 121 of the Federal Aviation Regulations. See 14 C.F.R. § 121.383(c) (2007).
Undeterred by the false start, FAA soldiered on. In January 2007, the agency announced it would amend the Age 60 Rule. Congress, however, preempted this rulemaking with the passage of FTEPA in December 2007. Among other changes, FTEPA abrogated the Age 60 Rule as of the Act's December 13, 2007, enactment date and replaced it with a new ceiling colloquially referred to as the "Age 65 Rule." 49 U.S.C. § 44729(d). Crucially, Congress gave the Age 65 Rule entirely prospective effect with just two exceptions. As codified in the Act's "Nonretroactivity"
A safe harbor provision entitled "Protection for compliance" prevents any "action taken in conformance with this section ... or taken prior to the date of enactment of this section in conformance with [the Age 60 Rule]" from "serv[ing] as a basis for liability or relief in a proceeding, brought under any employment law or regulation, before any court or agency of the United States or of any State or locality." Id. § 44729(e)(2).
The approximately 200 Adams plaintiffs can be split into two classes: (1) pilots who turned 60 and were retired under the Age 60 Rule some months or years before the December 13, 2007, enactment date,
An old axiom reminds us that time and tide wait for no man. Or pilot, we add.
The window on the nonretroactivity provision closed December 13, 2012, the five-year anniversary of the Act's enactment. On that date, every pilot for whom the prohibition against retroactivity (and the exemptions thereto) would have applied — pilots aged 60 to 64 the day FTEPA took effect — would have turned 65.
The government's supplementary filing, submitted shortly after the five-year anniversary, urged us to dismiss the Adams appeal as moot. See Adams v. United
"A case becomes moot only when it is impossible for a court to grant any effectual relief whatever to the prevailing party." Knox v. Serv. Employees Int'l Union, Local 1000, ___ U.S. ___, 132 S.Ct. 2277, 2287, 183 L.Ed.2d 281 (2012) (internal quotation marks omitted). "As long as the parties have a concrete interest, however small, in the outcome of the litigation, the case is not moot." Id. (internal quotation marks and brackets omitted).
Although the government has made a strong conceptual case for mootness on Adams's facts, we cannot say resolution of this jurisdictional issue is so cut-and-dried. Absent from the government's analysis is a discussion of Emory, the companion case with two overlapping plaintiffs. See supra n. 5. The Emory plaintiffs did appeal the District Court's dismissal of their constitutional challenges to FTEPA, see Emory, 821 F.Supp.2d. at 219-24, but rather than brief the issues in full, chose instead to incorporate by reference Adams's arguments on these issues, see Emory Appellants' Br. 5 n.1; Emory Appellants' Br. 57. As a direct consequence of this litigation strategy, certain constitutional claims appear in both Adams and Emory. This substantive overlap proves quite important for mootness purposes.
In Steel Co. v. Citizens for a Better Environment, 523 U.S. 83, 118 S.Ct. 1003, 140 L.Ed.2d 210 (1998), the Supreme Court acknowledged a narrow set of circumstances in which a court could "decid[e] the cause of action before resolving Article III jurisdiction." Id. at 98, 118 S.Ct. 1003. Specifically, where "the merits question [is] decided in a companion case, with the consequence that the jurisdictional question could have no effect on the outcome," courts are free to "decline[] to decide th[e] jurisdictional question." Id. (internal citation omitted). We believe Adams and Emory fall comfortably within Steel Co.'s parameters. Consequently, where Emory (1) advances an analogous constitutional claim and (2) that claim is not moot on Emory's distinct facts, we are free to bypass the threshold mootness inquiry in Adams and reach the merits.
We think the Steel Co. exception applies to Adams's equal protection, due process, and bill of attainder claims, all of which appear in the Emory complaint. Compare Adams Compl. ¶¶ 352-79, 389-98, with Emory Compl. ¶¶ 94-96. The only lingering question is whether the claims are moot in Emory. That is, whether Emory plaintiffs have a concrete interest in their resolution. We believe they do — an unsurprising proposition when one considers how Emory, unlike Adams, named private parties as defendants. Cf. Mootness Memo at 4 (highlighting the sovereign immunity issues in Adams where "no former, current, or potential air-carrier employer is a defendant"). To declare
We cannot do the same with Adams's takings claim, however, because there is no analogous challenge in Emory. To be sure, the Emory plaintiffs did purport to "incorporate the ... Taking ... arguments... made by appellants in [Adams]," Emory Appellants' Br. 57, but their complaint simply failed to make a distinct Fifth Amendment takings claim.
Adams's remaining challenges to FAA's interpretation of FTEPA — the other claims for which there are no analogues in Emory — meet the same fate. These claims are expressly predicated on the APA, which waives sovereign immunity only for "[a]n action ... seeking relief other than money damages." 5 U.S.C. § 702; see also Albrecht v. Comm. on Emp. Benefits of Fed. Reserve Emp. Benefits Sys., 357 F.3d 62, 68 (D.C.Cir.2004); Kidwell v. Department of Army, Bd. for Correction of Military Records, 56 F.3d 279, 283-84 (D.C.Cir.1995).
In Adams as in Emory we review the District Court's grant of a motion to dismiss de novo, "accepting the factual allegations made in the complaint as true and giving plaintiffs the benefit of all inferences that can reasonably be drawn from their allegations." Wagener v. SBC Pension
Because age is not a suspect or protected class, it is entitled only to rational basis review. See, e.g., Kimel v. Fl. Bd. of Regents, 528 U.S. 62, 83, 120 S.Ct. 631, 145 L.Ed.2d 522 (2000); Mass. Bd. of Ret. v. Murgia, 427 U.S. 307, 314, 96 S.Ct. 2562, 49 L.Ed.2d 520 (1976) (per curiam) (employing the "relatively relaxed" rational basis standard to age-based classifications while noting that such legislative action "is presumed to be valid").
The government defends the Act's nonretroactivity by asserting a rational relationship to Congress's "concern for workplace harmony, which is a legitimate legislative concern under federal labor law." Adams Appellees' Br. 23. We think this suffices under the rational basis standard.
Air carriers hired new pilots in anticipation of the Age 60 Rule remaining in effect. Had Congress given FTEPA full retroactive effect, carriers might have reintroduced a significant number of over-60 pilots back into the Part 121 workforce with full seniority. Given the hierarchical nature of airline employment, the influx of senior pilots would have "bumped" less senior pilots and potentially caused some of the most junior to be fired. See Avera v. ALPA, 436 Fed.Appx. 969, 975 (11th Cir.2011); Jones v. ALPA, 713 F.Supp.2d 29, 35 (D.D.C.2010). Congress, it follows, did not act unreasonably or irrationally in tailoring the retroactive effect of its legislation to minimize the potential disruption to labor relations in the airline industry. See, e.g., Alaska Airlines, Inc. v. Brock, 480 U.S. 678, 680, 107 S.Ct. 1476, 94 L.Ed.2d 661 (1987) (highlighting the "the heavily regulated nature of the [airline] industry"). Two additional considerations underscore the reasonableness of the legislature's actions.
Speaking in favor of the Act, Representative Petri warned that the United States is "facing a pilot shortage in the near future" with an estimated "1 billion passengers flying annually" by 2015. 153 Cong. Rec. H15252-02, 2007 WL 4325399 (daily ed. Dec. 11, 2007). To the extent Congress thought it necessary to plan for such eventualities, it was eminently rational to choose the path in which fewer junior pilots — those who will be around to meet the rising demand — would be denied experience flying large jets. More fundamentally, accepting that Congress was free to heed the advice of the ARC and draft the law prospectively, see E. Enters. v. Apfel, 524 U.S. 498, 547-48, 118 S.Ct. 2131, 141 L.Ed.2d 451 (1998) (Kennedy, J., concurring in the judgment and dissenting in part) ("[P]rospective economic legislation
"The Constitution does not require all public acts to be done in town meeting or an assembly of the whole. General statutes within the state power are passed that affect the person or property of individuals, sometimes to the point of ruin, without giving him a chance to be heard." Bi-Metallic Inv. Co. v. State Bd. of Equalization, 239 U.S. 441, 445, 36 S.Ct. 141, 60 L.Ed. 372 (1915). Over a half century ago, at the outset of the Age 60 litigation, the Second Circuit in ALPA v. Quesada, 276 F.2d 892 (2d Cir.1960), applied this longstanding principle to hold that there could be no procedural due process violation in FAA's promulgation of the Age 60 Rule. What was true of the original rule then is no less true of FTEPA's nonretroactivity provision today: it was "the very antithesis of adjudication; it was the formulation of a general rule to be applied to individual pilots at a subsequent time." Id. at 896. Thus, even assuming plaintiffs have a cognizable property interest, we agree with the District Courts that the procedural due process objections are meritless. See Adams, 796 F.Supp.2d at 75; Emory, 821 F.Supp.2d at 221-22; Jones, 713 F.Supp.2d at 36-37.
For the reasons discussed in the equal protection discussion, supra Section II. C.1., the substantive due process challenges likewise fail. See Usery v. Turner Elkhorn Mining Co., 428 U.S. 1, 15, 96 S.Ct. 2882, 49 L.Ed.2d 752 (1976) ("It is by now well established that legislative Acts adjusting the burdens and benefits of economic life come to the Court with a presumption of constitutionality, and that the burden is on one complaining of a due process violation to establish that the legislature has acted in an arbitrary and irrational way."); see also Am. Fed'n of Gov't Emps., AFL-CIO v. United States, 330 F.3d 513, 523 (D.C.Cir.2003); Jones, 713 F.Supp.2d at 37 n. 7. This "doctrine normally imposes only very slight burdens on the government to justify its actions" and those burdens have been met. George Washington Univ. v. Dist. of Columbia, 318 F.3d 203, 206 (D.C.Cir.2003).
A law is an impermissible bill of attainder "if it (1) applies with specificity, and (2) imposes punishment." Foretich v. United States, 351 F.3d 1198, 1217 (D.C.Cir.2003) (internal quotation marks omitted). The court below never addressed the specificity requirement, choosing instead to resolve the matter on the second prong. See Adams, 796 F.Supp.2d at 77. We follow suit.
To determine whether a statute imposes punishment, we ask:
Foretich, 351 F.3d at 1218 (quoting Selective Serv. Sys. v. Minn. Pub. Interest Research Grp., 468 U.S. 841, 852, 104 S.Ct. 3348, 82 L.Ed.2d 632 (1984)). Although the second factor tends to be "the most important," each could serve as an "independent — though not necessarily decisive — indicator of punitiveness." Id. at 1218. Let us consider the three in turn.
This notion of FTEPA as benefit-conferring — the government's leitmotif on appeal — goes a long way to resolve the second, functional factor as well. Under this prong, courts "must consider whether the law under challenge, viewed in terms of the type and severity of burdens imposed, reasonably can be said to further nonpunitive legislative purposes." Foretich, 351 F.3d at 1220 (internal quotation marks omitted). Although over-60 pilots would have doubtless preferred fully retroactive legislation, there is no reason to believe they were entitled to it. From this perspective, we are hard pressed to conclude on these facts that FTEPA somehow imposes an impermissible "burden," never mind fails to advance a legitimate legislative purpose.
As to the third and final prong, we ask whether the legislative record "evinces a congressional intent to punish." Nixon v. Adm'r of Gen. Servs., 433 U.S. 425, 478, 97 S.Ct. 2777, 53 L.Ed.2d 867 (1977). Rejecting Adams's arguments to the contrary, the court below concluded "there is simply no indication in the `legislative record' of an intent to punish." Adams, 796
Finding no impropriety under any of the three factors, we reject the bill of attainder claim.
The eight Emory plaintiffs are former pilots for defendant United Air Lines who turned 60 between December 1 and December 11, 2007, just days before FTEPA's December 13 enactment. Although United removed plaintiffs from their Part 121 flying duties pursuant to the then-operational Age 60 Rule, it was defendant United's custom and practice to allow outgoing pilots to remain employed until the last day of their birth month. Emory Compl. ¶ 20. From their birthdays to their "involuntar[y] terminat[ion]" on December 31, it follows, plaintiffs were certified pilots with "unchanged seniority numbers" in United's employ. Emory Compl. ¶ 19(c). Pointing to these curious circumstances, plaintiffs believe themselves entitled to the benefits of the Age 65 Rule that governed the final weeks of their employment. In their view, they satisfied § 44729(e)(1)(A), the first exemption to FTEPA's nonretroactivity provision, because it requires only that the exempted pilot be "in the employment of" an air carrier, which they claim they were. Emory Compl. ¶ 21(c). To the extent United and ALPA advocated a contrary interpretation, plaintiffs contend, they did so discriminatorily in violation of a host of state and federal laws. We turn to the interpretive question first.
FTEPA admits of two exceptions to the general prohibition on retroactive application:
49 U.S.C. § 44729(e)(1)(A)-(B).
The Emory plaintiffs interpret the "in such operations" language in § 44729(e)(1)(A) to modify the term "carrier,"
Plaintiffs' interpretive argument is certainly not without merit. Under the "grammatical `rule of the last antecedent,'... a limiting clause or phrase ... should ordinarily be read as modifying only the noun or phrase that it immediately follows." Barnhart v. Thomas, 540 U.S. 20, 26, 124 S.Ct. 376, 157 L.Ed.2d 333 (2003). As applied here, the rule suggests "in such operations" should modify "that air carrier," the language that immediately precedes it — not "Such person," which begins the sentence. This is a plausible but in no way dispositive interpretation. "[T]he last antecedent rule," we recently observed, "`is not an absolute and can assuredly be overcome by other indicia of meaning.'" Am. Fed'n of Gov't Emps., AFL-CIO, Local 3669 v. Shinseki, 709 F.3d 29, 33 (D.C.Cir.2013) (quoting Barnhart, 540 U.S. at 26, 124 S.Ct. 376). We find such indicia present here.
Emory's interpretation fails to account for the prefatory language in § 44729(e)(1) that bars over-60 persons from serving as pilots "for an air carrier engaged in covered operations" unless they qualify for either one of the two exemptions.
On appeal, Emory proffers a handful of confused arguments in an effort to undercut this interpretation of § 44729(e)(1)(A). We are not persuaded.
Emory first suggests the District Court erred when it interpreted the Age 60 Rule to mean plaintiffs "were removed from pilot status and were no longer permitted to serve as pilots" upon turning 60. Emory Appellants' Br. 21 (internal quotation marks omitted). We fail to see the point. The only question here is whether plaintiffs were engaged in Part 121 operations as RFDCM on the enactment date and the Age 60 Rule made absolutely clear that plaintiffs could not pilot Part 121 flights. Emory has even conceded as much. See Emory Reply 8 ("[The Age 60 Rule] merely bars them while [sic] from flying in Part 121 operations.").
Confusing as it may be, Emory next argues we should adopt the competing fiction that pilots turning 60 before the enactment date were permitted to fly in Part 121 operations because FTEPA repealed the Age 60 Rule in terms so strong we cannot retroactively assume the Age 60 Rule governed before the enactment date. The argument relies entirely on FTEPA's sunset provision, which declared that the Age 60 Rule "shall cease to be effective" on December 13. 49 U.S.C. § 44729(d). But as is clear from both plain language and a good dose of commonsense, this argument overreaches. Much as an end presumes a start, a rule that "cease[s]" having effect must have previously been "in" effect. It would be absurd to suggest we have somehow contravened § 44729(d) in recognizing that the Age 60 Rule governed prior to December 13, 2007.
Emory also maintains that because the concept of "RFDCM did not exist as law before December 13, 2007, ... no Court could determine before FTEPA was enacted if the Emory plaintiffs; [flight engineers]; or check airmen were within the RFDCM." Emory Appellants' Br. 23. We think this argument fundamentally flawed. Suffice it to say, courts act well within their authority when they interpret — and then apply — ambiguous statutory language to historical facts. It would be patently absurd to say that Congress
Finally, Emory renews an estoppel-by-merger argument that rests entirely on
Emory, 821 F.Supp.2d at 216 n. 10 (internal quotation marks omitted). We agree with the District Court, however, that even if one assumes Continental's prior activities would bind United, lobbying FAA to exempt over-60 check airmen but not these uniquely situated over-60 pilots is not the sort of "inconsistent positions that warrant application of the doctrine of judicial estoppel." Id. United's interpretation — and our holding — is entirely consistent with the position that check airmen may constitute RFDCM while plaintiffs do not.
Counts One and Two of the Emory complaint charge United and ALPA, respectively, with violation of the Age Discrimination in Employment Act ("ADEA"), 29 U.S.C. § 621 et seq. According to the first Count, United knowingly or recklessly advanced an "unlawful interpretation of the Age 65 Act ... when the plaintiffs clearly met the exception." Emory App'x 115.
The District Court's thoroughgoing opinion ably navigated both the threshold exhaustion issues as well as the merits of the ADEA claims, see Emory, 821 F.Supp.2d at 225-33, but the matter can be resolved on appeal without great fuss. Assuming arguendo plaintiffs have exhausted their administrative remedies for these particular claims, Counts One and Two fail for the obvious reason that there has been no interpretive harm — United and ALPA did not err in their reading of the relevant statutory and regulatory language. Because their interpretations thus constitute actions "taken in conformance" with the Age 60 and 65 Rules, it follows from the latter's protection-for-compliance provision that they "may not serve as a basis for liability or relief in a proceeding, brought under any employment law or regulation, before any court or agency of the United States or of any State or locality." 49 U.S.C. § 44729(e)(2). In so holding, we read the safe harbor to apply to employers and unions alike. See Avera, 436 Fed.Appx. at 978-79.
Count Four, a wrongful discharge claim, shifts the locus of injury from United's interpretation of the Age 65 Rule to bar plaintiffs from returning to Part 121 service to the carrier's decision to involuntarily retire — i.e., terminate — plaintiffs. The distinction is significant. While the statutory language compels the former interpretation, neither the Age 60 nor the Age 65 Rule mandate that carriers terminate pilots who have reached the maximum flying age. Carriers remain free to reassign those pilots to non-Part 121 flights, offer them employment as flight deck crew members, or move them into management positions, though they are by no means obligated to do so.
The District Court concluded United's involuntary termination of pilots turning 60 years old was not a violation of the ADEA. Mandatory retirement may constitute prima facie age discrimination, the lower court reasoned, but compliance with the Age 60 Rule constitutes a bona fide occupational qualification ("BFOQ"), an affirmative defense under the ADEA. See Emory, 821 F.Supp.2d at 230-32. Although the District Court is not alone in this view, there is no consensus among the
Plaintiffs in the proceeding below disputed United's claim that their mandatory retirement program is a BFOQ under Carswell v. ALPA, 540 F.Supp.2d 107 (D.D.C.2008), see Emory, 821 F.Supp.2d at 230-31, but they have not renewed those challenges on appeal. Indeed, Emory's moving brief offers no reason to doubt the District Court's finding in United's favor. The only mention of BFOQ comes in the reply brief and this cursory, paragraph-long discussion offers but one argument: "With the demise of the Age 60 Rule, no BFOQ defense could be mounted against the Emory December pilots for the few days they were under the Age 60 Rule and still in the employment of United." Emory Reply 27-28. We accordingly find that the Emory plaintiffs waived their BFOQ arguments on appeal, having raised them for the first time in their reply brief. See, e.g., Am. Wildlands v. Kempthorne, 530 F.3d 991, 1001 (D.C.Cir.2008).
Stepping back, Count Three of the Emory complaint contends ALPA violated its "duty to each [union] member to provide... fair, lawful, and non-discriminatory representation" by knowingly and willfully "scuttl[ing] plaintiff pilots' immensely valuable employment rights on the basis of age and entirely for the advancement of younger pilot union members." Emory App'x 117. That duty originates not within the plain language of the Railway Labor Act,
In the wake of DelCostello, a majority of the circuits extended § 10(b)'s six-month statute of limitations period to the Railway Labor Act context, see, e.g., Smallakoff v. ALPA, 825 F.2d 1544, 1545-46 (11th Cir.1987) (collecting cases); Triplett v. Bhd. of Ry., Airline & S.S. Clerks, Freight Handlers, Express & Station Emps., Local Lodge No. 308, 801 F.2d 700, 702 n. 2 (4th Cir.1986) (same), and the Supreme Court hinted it might do the same, see West v. Conrail, 481 U.S. 35, 38 n. 2, 107 S.Ct. 1538, 95 L.Ed.2d 32 (1987). This Court has twice applied § 10(b) to Railway Labor Act-based claims without specific limitation provisions. See May, 129 F.3d at 177 (breach of duty of fair representation); Atlas Air, Inc. v. ALPA, 232 F.3d 218, 222 (D.C.Cir.2000) (discriminatory anti-union policies). Try as plaintiffs might to distinguish the present case as one in which there was "no time pressure to gather evidence of member discord because there is no internal remedy," Emory Appellants' Br. 52, we see no reason to depart from prior practice. Plaintiffs have failed to cite a single case in which the availability vel non of an "internal remedy" was said to alter the limitations calculus. Whether employees have (or have complied with) internal remedies is fundamentally an exhaustion issue; it might toll the limitations clock, see Stevens v. Nw. Ind. Dist. Council, United Bhd. of Carpenters, 20 F.3d 720, 729 (7th Cir.1994), but it need not change the limitations clock. In sum, we hold that § 10(b)'s six-month limitation period applies to the duty of fair representation claims brought under the RLA.
Emory resorts to tolling arguments in an effort to turn back the clock and save the claim, but the arguments are fundamentally misguided and easily dismissed.
Emory first contends "ALPA is estopped from asserting, and [has] waived a six-month bar" because of a grievance the union filed "attack[ing]" Continental Airline's pre-merger interpretation of the Act. Emory Appellants' Br. 53. There are multiple problems with this line of argument. To wit, there is simply no merit to Emory's suggestion that Continental — and thus United — had interpreted FTEPA in plaintiffs' "favor[]." Emory Appellants' Br. 54. As explained in Brooks v. ALPA, 630 F.Supp.2d 52 (D.D.C.2009), Continental read FTEPA to "treat[] flight instructors
Emory also alleges futility "under these facts," noting how "ALPA repeatedly rebuffed these December pilots [sic] request for help during the transition to the Age 65 limit." Emory Appellants' Br. 54. "In this highly charged setting," Emory reasons, "it would have been legally futile for the Emory December pilots to present a DFR claim or file a Federal court lawsuit within a dubious six-month limit." Id. We think plaintiffs conflate "futile" and "difficult." By their own admission, there were no internal remedies to exhaust. See id. at 52. It would not have been legally futile to bring suit after their involuntary termination, just difficult. To put matters pointedly, an empty claim of "futility" will not save plaintiffs who chose to sit on their claims.
Count Three against ALPA is thus time barred.
Fraudulent misrepresentation in the District of Columbia requires, inter alia, proof of a "false representation." Chedick v. Nash, 151 F.3d 1077, 1081 (D.C.Cir.1998). Having thoroughly rejected the complaint's working presumption that United and ALPA erred in their interpretation of FTEPA, see Emory Compl. ¶¶ 81-83; Emory, 821 F.Supp.2d at 242, Count Five's fraudulent misrepresentation claim is entirely without basis.
We dismiss Emory's incorporated constitutional claims for the reasons discussed supra in Section II.C.
The pilots in Emory and Adams are sympathetic plaintiffs, but there is only so far this flawed litigation can go. For the foregoing reasons, the judgments of the District Courts as they pertain to claims not dismissed as moot are therefore
Affirmed.
468 U.S. at 852 n. 9, 104 S.Ct. 3348.
Emory, 821 F.Supp.2d at 218.